3 Ways Your Institution Can Mitigate Financial Crime Risk

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The more effective your financial institution is at identifying and mitigating financial crime risk, the stronger your institution’s reputation and customer base. Follow these guidelines for reducing your institution’s risk of financial crime. Establish Corporate Culture It’s important your financial institution establish and enforce appropriate corporate culture that includes actively reducing financial crime risks. For… Read more »

Are Banks Taking Swift for Granted?

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In February 2016, financial messaging system Swift inadvertently let hackers steal $81 million from Bangladesh’s account at the Federal Reserve Bank of New York. As a result of this and other cyber attacks against Swift’s users, U.S. banking regulators are increasing their oversight of the Belgium-based company and the financial institutions it serves. Response to… Read more »

The SEC Called Cyber Security the “Biggest Risk” – How Can Your Company Prepare

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The biggest risk facing the financial industry is cyber security. The SEC discovered that many major exchanges, clearing houses, and private exchanges and forums lack cyber policies covering the risks that they face, leaving them open to cyberattacks. Although the SEC is doing everything possible to prevent such attacks, the agency cannot handle the problem… Read more »

Nobody Likes a Bad Boss – Avoid Becoming One

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  Nobody likes having a bad boss who acts more like a dictator than a mentor. Follow these guidelines so your staff members want to follow you. Make Time for Staff Devoting time and resources to your staff members’ professional development are a productive investment. When you show interest in your employees’ futures and help… Read more »